Tag Archives: Texas State Securities Board

Who else can we think of who’s alleged to have violated Texas securities law?

Posted on November 25, 2022 by Charles Kuffner

Into every story about cryptocurrency, some amount of absurdity is sure to follow. Texas is investigating celebrities who had endorsed FTX, the now bankrupt cryptocurrency firm, for potentially violating state securities laws. The Texas State Securities Board started looking into FTX’s … Continue reading →

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Quid pro Paxton

Posted on February 12, 2021 by Charles Kuffner

How tawdry. And I can’t wait to hear more. Late last year, Texas Attorney General Ken Paxton fired multiple senior aides who accused him of accepting a bribe. A court filing obtained by The Texas Tribune reveals for the first … Continue reading →

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The last whistleblower

Posted on November 27, 2020 by Charles Kuffner

Nothing like a fully cleaned house. The Texas attorney general’s office has fired the last remaining whistleblower who alleged Ken Paxton broke the law in doing favors for a political donor — just days after aides had sued the agency … Continue reading →

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Paxton sued by four whistleblowers

Posted on November 14, 2020 by Charles Kuffner

Start popping the corn. Despite his role as the state’s top law enforcement officer, Attorney General Ken Paxton “believes he is above the very law” he is supposed to uphold, several whistleblowers say in a new lawsuit seeking damages after … Continue reading →

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No new judge for Paxton

Posted on August 22, 2020 by Charles Kuffner

Sorry, Kenny. Texas Attorney General Ken Paxton, who is still fighting five-year-old felony securities fraud charges, has failed in his bid to kick a Democratic Harris County judge off his ongoing criminal case. An administrative judge in Houston, Susan Brown, … Continue reading →

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Paxton (again) wants another judge on his case

Posted on August 10, 2020 by Charles Kuffner

Round and round they go. Defense attorneys for Texas Attorney General Ken Paxton — whose indictment for felony securities fraud is now more than five years old — are again asking for a different judge to oversee the case. It’s … Continue reading →

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Paxton’s trial date set for September 12

Posted on April 13, 2017 by Charles Kuffner

Mark your calendars. Attorney General Ken Paxton’s newly relocated criminal trial is scheduled to begin Sept. 12. The judge in the case set the trial date Wednesday, a day after moving the proceedings to Harris County. The trial had originally … Continue reading →

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Paxton asks appeals court to reconsider

Posted on June 21, 2016 by Charles Kuffner

Pretty please? Lawyers for Attorney General Ken Paxton on Wednesday asked a state appeals court to reconsider its recent ruling that upheld the criminal charges against him. The motion did not address the two most serious charges alleging that Paxton … Continue reading →

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Paxton’s pal’s firm fined again

Posted on March 26, 2016 by Charles Kuffner

A bigger penalty this time, though he’s still in business. Mowery Capital Management, a McKinney-based investment firm with ties to indicted Attorney General Ken Paxton, has been fined $90,000 for violating state securities laws by providing false documents to Texas … Continue reading →

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Paxton moves to dismiss the charges against him

Posted on November 5, 2015 by Charles Kuffner

To be expected. [Ken] Paxton’s legal team announced late Monday it had filed six motions to quash the three indictments against him, citing problems with the grand jury process. They also raised other objections to the case in four pretrial … Continue reading →

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Paxton recuses himself from lots of regular AG activity

Posted on October 23, 2015 by Charles Kuffner

Other people in the AG’s office are doing parts of Ken Paxton’s job because right now he can’t. The AG’s office has followed agency policy, state rules and laws to screen Paxton from participating in matters where he may have … Continue reading →

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Securities Board appeals Paxton’s pal’s sanction

Posted on August 20, 2015 by Charles Kuffner

“A pattern of deceit” indeed. Attorney General Ken Paxton’s role in promoting Frederick “Fritz” Mowery’s investment firm helps prove a pattern of deceiving clients and covering up financial troubles, the Texas State Securities Board said Friday. Last month, two judges … Continue reading →

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Paxton’s pal’s problems

Posted on August 7, 2015 by Charles Kuffner

AG Ken Paxton’s partner in sleazy business Fritz Mowery was also in court on Monday. Mowery Capital Management, a McKinney-based investment firm with ties to recently indicted Attorney General Ken Paxton, presented false documents to state investigators and misled its … Continue reading →

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Ken who?

Posted on August 4, 2015 by Charles Kuffner

State Republican leaders don’t have much to say about our allegedly felonious Attorney General. Texas’ Republican leaders Sunday continued their radio silence on the indictment of Attorney General Ken Paxton on three felony fraud charges. Paxton, who was elected as … Continue reading →

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Paxton indicted

Posted on August 2, 2015 by Charles Kuffner

It just got real, y’all. Texas Attorney General Ken Paxton has been indicted on three charges in Collin County, according to KXAS-TV NBC 5, The Dallas Morning News’ media partner. The grand jury’s indictments were issued on Tuesday, then immediately … Continue reading →

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Paxton girding for indictment

Posted on July 29, 2015 by Charles Kuffner

So are we, Kenny. So are we. A Collin County grand jury is expected to weigh evidence brought by two temporary district attorneys assigned to the case. Paxton’s advisers are furiously preparing for a criminal indictment. The looming showdown has … Continue reading →

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Paxton’s partner in alleged crime

Posted on July 19, 2015 by Charles Kuffner

Meet Fritz Mowery, the man who helped get AG Ken Paxton into trouble. Fritz Mowery was on a mission. Last April, he tried to convince investment clients to sign backdated forms saying they knew Ken Paxton had received money for … Continue reading →

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L’affaire Paxton gets larger

Posted on July 14, 2015 by Charles Kuffner

Oh, yeah. When Attorney General Ken Paxton publicly admitted that he violated a state securities law last year, the State Securities Board was obligated by law to gather evidence against him and immediately refer it to prosecutors who could seek … Continue reading →

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Paxton could be in real trouble

Posted on July 3, 2015 by Charles Kuffner

Whoa. The criminal investigation against Texas Attorney General Ken Paxton has taken a more serious turn, with special prosecutors now planning to present a first-degree felony securities fraud case against him to a Collin County grand jury, News 8 has … Continue reading →

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More complaints against Paxton

Posted on June 19, 2015 by Charles Kuffner

From the Lone Star Project, spotted on the Quorum Report with the original press release forwarded to my inbox: Lone Star Project research has compiled significant information regarding the involvement of Texas Attorney General Ken Paxton in a series of … Continue reading →

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Paxton is all “Whatevs” on the probe against him expanding

Posted on June 12, 2015 by Charles Kuffner

What, him worry?. A week after news became public that a Collin County judge had broadened the investigation into Texas Attorney General Ken Paxton’s alleged securities violations, Paxton downplayed the change, saying he already had addressed the matter. “Same thing … Continue reading →

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When might Paxton be prosecuted?

Posted on June 5, 2015 by Charles Kuffner

Attorney Ty Clevenger thinks the clock may be running out on the grand jury in Collin County. As best I can determine, the limitations deadline for charging Texas Attorney General Ken Paxton with state securities violations is June 14, 2015. … Continue reading →

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Ken Paxton continues to be an ethical morass

Posted on May 19, 2015 by Charles Kuffner

We continue to learn more about just how compromised our Attorney General is. Ken Paxton earned thousands of dollars by referring his private legal clients to a financial adviser now accused of “unethical and fraudulent conduct” by the state, records … Continue reading →

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Willis recuses himself from Paxton probe

Posted on April 22, 2015 by Charles Kuffner

Good call. Collin County District Attorney Greg Willis has asked a judge to relieve him from further involvement in investigations of his friend, Texas Attorney General Ken Paxton. Late Monday, Willis said that earlier in the day, he filed a … Continue reading →

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Paxton evades prosecution

Posted on January 30, 2015 by Charles Kuffner

In Travis County, anyway. New Attorney General Ken Paxton, who in 2014 was found to have violated the Texas Securities Act, will not be prosecuted by the state’s office that investigates public corruption, officials said Thursday. Paxton, a former state … Continue reading →

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Ken Paxton is still an ethical morass

Posted on November 24, 2014 by Charles Kuffner

He’s just now a statewide ethical morass. A state judge will determine whether to revoke the securities license of Frederick Mowery, who was linked to the State Securities Board’s May reprimand of Attorney General-elect Ken Paxton, for allegations that included … Continue reading →

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Lawsuit filed to get Paxton records from State Securities Board

Posted on September 19, 2014 by Charles Kuffner

From the Lone Star Project on Wednesday: Today the Texas Coalition for Lawyer Accountability (TCLA) filed suit against the Texas State Securities Board to obtain documents linked to Republican attorney general candidate Ken Paxton’s admitted felony violation of state securities … Continue reading →

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TPJ files criminal complaint against Ken Paxton

Posted on July 26, 2014 by Charles Kuffner

From the inbox: TPJ Calls for Formal Investigation of AG Candidate Ken Paxton – Criminal Complaint Filed With Travis County DA’s Office TPJ has filed a criminal complaint with the Travis County District Attorney against State Senator and Attorney General … Continue reading →

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Paxton gets a slap on the wrist

Posted on May 4, 2014 by Charles Kuffner

That’s it??? State Sen. Ken Paxton, a Republican candidate for Texas attorney general, violated the Texas Securities Act by soliciting investment clients without being registered as required by law, according to a disciplinary order made public Friday. Under the order … Continue reading →

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